• Fiduciary
• Capital Markets
• ITZ & HP
• Insurance
• Gambling
• Regulatory Sandbox

FiduciaryCapital MarketsITZ & HPInsuranceGamblingRegulatory Sandbox

ICSP

ICSP Application Form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

PEP Declaration Form

Tax Clearance Certificate

Compliance Form

ITSP

ITSP Application Form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

PEP Declaration Form

Tax Clearance Certificate

Compliance Form

FSP

FSP Application Form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

PEP Declaration Form

Tax Clearance Certificate

Compliance Form

LP

LP Statement

PCC

PCC Application Form

Declaration of Consent by Director

Declaration of Consent by Secretary

Declaration of Registered Address

Due Diligence KYC Declaration for PCCs

CSL

CSL Application Form

CSL Declaration of Consent by Director

CSL Declaration of Consent by Secretary

CSL Declaration of Registered Address

Due Diligence KYC Declaration for CSL

Due dilligence KYC Declaration for change in Ownership or Directorship

Securities

Clearing Agency Licence Application Form

Investment Advisor Licence Application Form for Companies

Investment Advisor Licence Application Form for Individuals

Exempt Overseas Securities Dealer Application Form

Representative-Licence-Application-Form

Securities Dealer Licence Application Form

Securities Facility Licence Application Form

Securities Exchange Licence Application Form

QuestionnaireForm for Shareholders and Beneficial Owners

Personal Questionnaire Form

PEP Declaration Form

Tax Clearance Certificate

Notification and Certification Forms Securities Act 2007

Checklist for Licensees under the Securities Act 2007

Investment Advisor Quarterly Returns Form

Quarterly Returns Declaration Form

Securities Exchange Quarterly Returns Form

Securities-Dealer-Quarterly-Returns-Form

Mutual Fund

Private Fund Licence Application Form

Professional Fund licence Application Form

Public Fund Licence Application Form

Exempt Foreign Fund Application Form

Approved Foreign Administrator Application Form

Fund Administrator Licence Application Form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

PEP Declaration Form

Tax Clearance Certificate

Notification and Declaration Forms Mutual Fund and Hedge Fund Act 2008-2019

Checklist for Licensees under the MFHF Act 2008

Mutual Fund Administrator Quarterly Returns Form

Mutual Funds Quarterly Returns Form

Quarterly Returns Declaration Form

ITZ

ITZ Application Form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

PEP Declaration Form

Tax Clearance Certificate

HP

Hire Purchase application form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

PEP Declaration Form

Tax Clearance Form

Domestic and Non Domestic Insurer Application Form

Insurance Manager Application Form

PEP Declaration Form

Principal Insurance Representative Application Form

Personal Questionnaire Form

Tax Clearance Certificate

Insurance Broker or Insurance Agent Application Form

Questionnaire Form for Shareholders and Beneficial Owners

Insurance Sub Agent Registration

Casino Slot Machine Application Form

PEP Declaration Form

Personal Questionnaire Form

Certificate of Approval for Gambling Licensees

Questionnaire Form for Shareholders and Beneficial Owners

Tax Clearance Certificate

Regulatory Sandbox Exemption Application Form

Personal Questionnaire Form

Tax Clearance Certificate