• Fiduciary
• Capital Markets
• ITZ & HP
• Insurance
• Gambling
• Regulatory Sandbox

FiduciaryCapital MarketsITZ & HPInsuranceGamblingRegulatory Sandbox

ICSP

ICSP Application Form

PEP Declaration Form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

Tax Clearance Certificate

Compliance Form

ITSP

ITSP Application Form

PEP Declaration Form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

Tax Clearance Certificate

Compliance Form

FSP

FSP Application Form

PEP Declaration Form

Personal Questionnaire Form

Questionnaire Form for Shareholders and Beneficial Owners

Tax Clearance Certificate

Compliance Form

LP

LP Statement

PCC

Declaration of Consent by Director

Declaration of Consent by Secretary

Declaration of Registered Address

Due Diligence KYC Declaration for PCCs

PCC Application Form

CSL

CSL Application Form

CSL Declaration of Consent by Director

CSL Declaration of Consent by Secretary

CSL Declaration of Registered Address

Due Diligence KYC Declaration for CSL

Due dilligence KYC Declaration for change in Ownership or Directorship

Securities

Checklist for Licensees under the Securities Act 2007

Clearing Agency Licence Application Form

Exempt Overseas Securities Dealer Application Form

Investment Advisor Licence Application Form for Companies

Investment Advisor Licence Application Form for Individuals

Investment Advisor Quarterly Returns Form

Notification and Certification Forms Securities Act 2007

PEP Declaration Form

Personal Questionnaire Form

Quarterly Returns Declaration Form

QuestionnaireForm for Shareholders and Beneficial Owners

Representative-Licence-Application-Form

Securities Dealer Licence Application Form

Securities Exchange Quarterly Returns Form

Securities Facility Licence Application Form

Securities-Dealer-Quarterly-Returns-Form

SecuritiesExchange Licence Application Form

Tax Clearance Certificate

Mutual Fund

Approved Foreign Administrator Application Form

Checklist for Licensees under the MFHF Act 2008

Exempt Foreign Fund Application Form

Fund Administrator Licence Application Form

Mutual Fund Administrator Quarterly Returns Form

Mutual Funds Quarterly Returns Form

Notification and Declaration Forms Mutual Fund and Hedge Fund Act 2008-2019

PEP Declaration Form

Personal Questionnaire Form

Private Fund Licence Application Form

Professional Fund licence Application Form

Public Fund Licence Application Form

Quarterly Returns Declaration Form

Questionnaire Form for Shareholders and Beneficial Owners

Tax Clearance Certificate

ITZ

ITZ Application Form

Personal Questionnaire Form

PEP Declaration Form

Questionnaire Form for Shareholders and Beneficial Owners

Tax Clearance Certificate

HP

Hire Purchase application form

Personal Questionnaire Form

PEP Declaration Form

Questionnaire Form for Shareholders and Beneficial Owners

Tax Clearance Form

Domestic and Non Domestic Insurer Application Form-IP

Insurance Sub Agent Registration

Principal Insurance Representative Application Form-IP

Insurance Broker or Insurance Agent Application Form-IP

PEP Declaration Form

Questionnaire Form for Shareholders and Beneficial Owners-IP

Insurance Manager Application Form IP

Personal Questionnaire Form

Tax Clearance Certificate IP

Casino Slot Machine Application Form

Personal Questionnaire Form

Certificate of Approval for Gambling Licensees

Questionnaire Form for Shareholders and Beneficial Owners

PEP Declaration Form

Tax Clearance Certificate

Regulatory Sandbox Exemption Application Form